Qualified Plan Awards

We have been servicing qualified plan clients since 1994, and were recognized as one of Financial Times Top 401 Retirement Plan Advisors.* We are very proud to be one of only 88 advisors recognized by Financial Times.

Additionally, Scott has earned the Accredited Investment Fiduciary® designation from the Center for Fiduciary Studies™, the standards-setting body for fi360. The AIF® designation signifies specialized knowledge of fiduciary responsibility and the ability to implement policies and procedures that meet a defined standard of care.

* The FT Times 401 2015 is based on representatives with basic qualifications of 10+ years of experience and $200 million or more in assets under management. The advisors are then graded on six broad factors and calculated a numeric score for each advisor. Areas of consideration include advisor AUM, asset growth, years of experience, industry certification, compliance record, and online accessibility. No more than 65% of a rep’s assets can be institutional. Only those who applied were considered.

** As reported by Financial Planning Magazine, June 1996-2016, based on total revenue.